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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-19
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-11-03
  • NJ RA
    APPROVED
    Since 2024-06-19
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-11-03

Branch Locations

Howell, NJ • United States

Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Staten Island NY 09/2009 03/2017
Mml Investors Services, Llc Howell NJ 03/2017 Present
Massmutual Life Insurance Company Howell NJ 07/2016 Present
  • 09/2009 → 03/2017
    Metlife Securities Inc
    Staten Island, NY
  • 03/2017 → Present
    Howell, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Howell, NJ
Other Businesses

Independent Insurance Agent from business address selling Disability Fixed Annuities LTC Life/Accident/Health - 3 sec hrs 3 non sec hrs per week since 07/2016 (2) Name: Wealth Protection Strategies LLC Inv Rel: Y Add: Residential Nature: Setting up LLC to eventually be a beneficiary for life insurance designations to protect our spouses/families Position: Co-Owner Start Date: 03/01/2022 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 Duties: Setting up LLC to eventually be a beneficiary for life insurance designations to protect our spouses/families

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-20
  • S63 Uniform Securities Agent State Law Examination
    2010-10-20

View on SEC IAPD

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