Best Investors Account Sign in

Scott K Tobey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-30
TX RA APPROVED 2026-07-30
  • CT RA
    APPROVED
    Since 2026-07-30
  • TX RA
    APPROVED
    Since 2026-07-30

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S&P Global Boston MA 01/2016 06/2019
Goldman Sachs & Co Llc New York NY 07/2019 12/2020
Morgan Stanley Middleton MA 03/2021 07/2026
Norwich University Northfield VT 10/2018 02/2023
Morgan Stanley Private Bank, N.A New York NY 08/2024 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2026 Present
Goldman Sachs & Co Llc New York NY 01/2016 03/2021
  • 01/2016 → 06/2019
    S&P Global
    Boston, MA
  • 07/2019 → 12/2020
    Goldman Sachs & Co Llc
    New York, NY
  • 03/2021 → 07/2026
    Morgan Stanley
    Middleton, MA
  • 10/2018 → 02/2023
    Norwich University
    Northfield, VT
  • 08/2024 → 07/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 01/2016 → 03/2021
    Goldman Sachs & Co Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2019-07-22
  • S65 Uniform Investment Adviser Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2019-07-22
Other Names
  • Scott Kennedy Tobey
  • Scott Kenney Tobey
  • Scott K Tobey
  • Scott Tobey

View on SEC IAPD

Other Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
LONGWOOD MANAGEMENT LLC
ADVENT INTERNATIONAL, L.P.
NEW HERITAGE CAPITAL, LLC
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor