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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-30
  • IL RA
    APPROVED
    Since 2015-04-30

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investement Services, Llc Chicago IL 04/2009 Present
Northwstern Mutual Life Insurance Company Milwaukee WI 05/2008 Present
Loyola University Chicago IL 08/2006 Present
Northwestern Mutual Investment Services, Llc Chicago IL 05/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2009 → Present
    Northwestern Mutual Investement Services, Llc
    Chicago, IL
  • 05/2008 → Present
    Northwstern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2006 → Present
    Loyola University
    Chicago, IL
  • 05/2015 → Present
    Chicago, IL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-29
S63 Uniform Securities Agent State Law Examination 2010-01-15
  • S65 Uniform Investment Adviser Law Examination
    2015-04-29
  • S63 Uniform Securities Agent State Law Examination
    2010-01-15

View on SEC IAPD

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