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Alexander Beeber

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-31
RI RA APPROVED 2014-10-28
TX RA APPROVED_RES 2014-10-28
  • CT RA
    APPROVED
    Since 2019-01-31
  • RI RA
    APPROVED
    Since 2014-10-28
  • TX RA
    APPROVED_RES
    Since 2014-10-28

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 06/2014 Present
Bank Of America, N.A. Lincoln RI 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-27
S63 Uniform Securities Agent State Law Examination 2009-07-15
  • S65 Uniform Investment Adviser Law Examination
    2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2009-07-15
Other Names
  • Alex Beeber
  • Alexander Beeber
  • Alexander Beeber
  • Alexander R Beeber

View on SEC IAPD

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