Andrew P Mclaughlin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
MO	RA	APPROVED	2016-04-08
IL	RA	APPROVED	2016-03-07

TX RA
APPROVED_RES

Since 2020-03-03
MO RA
APPROVED

Since 2016-04-08
IL RA
APPROVED

Since 2016-03-07

Branch Locations

Creve Coeur, MO • United States

8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Clayton	MO	01/2016	Present

01/2016 → Present

Ubs Financial Services Inc.

Clayton, MO

Previous Registrations

2013-11-22 → 2016-01-22

Plancorp, Llc

Saint Louis, MO
2007-07-03 → 2009-09-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Other Businesses

1) Buddy Fund / 2827 Clark Avenue st louis,mo 63103 / Foundation/ Charities, Cultural, Educational & Political Organisations / give sports equipment to low income area sports programs / Member of Board of Directors / / Sit on the Board. Offer advise / Start Date 03/01/2017 / 3) Exit Planning Institure / 27881 Clemens Road, Suite 1 Westlake,Ohio 44145 / United States / No / Active / EPI's mission is providing top professional advisors the best industry content, ongoing practice support, and owner education resources. / I will teach a 60 minute class on wealth management 1 to 4 times per year. / Start Date 1/6/2020 /

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-03-25
S66	Uniform Combined State Law Examination	2007-07-02

S63 Uniform Securities Agent State Law Examination

2016-03-25
S66 Uniform Combined State Law Examination

2007-07-02

Other Names

Drew P Mclaughlin

View on SEC IAPD