Richard Masucci

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-20

TX RA
APPROVED_RES

Since 2024-06-20

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Securities Llc	Boston	MA	03/2011	10/2019
Bofa Securities, Inc.	Boston	MA	12/2019	05/2024
Bank Of America, N.A.	Boston	MA	06/2024	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	05/2024	Present

03/2011 → 10/2019

Ubs Securities Llc

Boston, MA
12/2019 → 05/2024

Bofa Securities, Inc.

Boston, MA
06/2024 → Present

Bank Of America, N.A.

Boston, MA
05/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Other Businesses

I*1377250 For profit or not for profit: Entity For Profit Name of outside business organization: MRM Capital LLC Investment related: N Address of business: Winchester, MA Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 6/30/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental Property - very little responsibility.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-21
S63	Uniform Securities Agent State Law Examination	2009-04-17

S65 Uniform Investment Adviser Law Examination

2024-06-21
S63 Uniform Securities Agent State Law Examination

2009-04-17

Other Names

Richard John Mascucci
Richard John Masucci
Richard J Masucci

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