Kevin John Prendergast

Current Employers

Employment History

• 01/2009 → 04/2019
  Executive Financial Group
  Schaumburg, IL
• 07/2012 → 05/2019
  Valmark Securities, Inc.
  Akron, OH
• 05/2019 → Present
  Lpl Financial, Llc
  Geneva, IL
• 05/2019 → Present
  Leelyn Smith, Llc
  Geneva, IL

Previous Registrations

• 2013-05-09 → 2017-09-21
  Efg Advisors, Llc
  Schaumburg, IL
• 2009-06-08 → 2012-07-19
  Woodbury Financial Services, Inc.
  Schaumburg, IL

Other Businesses

1. Leelyn Smith, LLC (fka The Retirement Network, Ltd.) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/19/2019. 2. Leelyn Smith, LLC (fka The Retirement Network, Ltd.) - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - Administrative Associate - Start date:05/19/2019 - 30 hrs/mo - 10 hrs during trading - provide administrative support to Leelyn Smith, LLC (fka The Retirement Network, Ltd.), an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. No Business Name - Investment Related - 615 S Vine Ave, Park Ridge, IL 60068 - Other-Writing - Ghost Writer - Started 01/14/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Independent contractor of Wentworth Financial Communications. 4. 03/12/20 - Leelyn Smith - Investment Related - 423 Williamsburg Avenue, Geneva, IL 60134 - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 5. 03/14/2022 - Leelyn Smith LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Started 08/2020 - 30 Hrs/Mo - 10 Hrs During Trading - I provide administrative support to Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023

Exams

• S66 Uniform Combined State Law Examination
  2009-05-09

Designations