William Howard

Current Employers

Employment History

• 01/2012 → 04/2017
  Merrill Lynch, Pierce, Fenner And Smith, Inc.
  Seattle, WA
• 01/2012 → 04/2017
  Bank Of America, N.A.
  Seattle, WA
• 04/2017 → 05/2023
  Oppenheimer & Co. Inc.
  Seattle, WA
• 05/2023 → 06/2023
  Jpmorgan Chase Bank Na
  Seattle, WA
• 05/2023 → 06/2023
  Jpmorgan Securities Llc
  Seattle, WA
• 09/2023 → 06/2025
  Avantia
  Bellevue, WA
• 03/2026 → Present
  Nylife Securities Llc
  Seattle, WA
• 01/2026 → Present
  New York Life Insurance Company
  Seattle, WA
• 06/2025 → 01/2026
  Unemployed
  Seattle, WA
• 05/2026 → Present
  Eagle Strategies Llc
  Bellevue, WA
• 08/2026 → Present
  Bond Financial Pllc
  Bellevue, WA

Previous Registrations

• 2024-01-02 → 2025-05-12
  Avantia Investment Services, Llc
  Seattle, WA
  Bellevue, WA
• 2023-05-25 → 2023-06-14
  J.P. Morgan Securities Llc
  Seattle, WA
• 2017-04-13 → 2023-06-01
  Oppenheimer & Co. Inc.
  Seattle, WA
• 2012-01-23 → 2017-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 2010-03-11 → 2012-01-25
  Ameriprise Financial Services, Llc
  Seattle, WA

Other Businesses

[SOLA (Support of Old Lady Artists); Not investment related; PO Box 17552, Seattle, WA 98127; non-profit organization; Teasurer and Finance Committee member; Board Member; start 08/2023; 4 hours per month, 0 hours during securities trading hours; Establish investment committee and investment policy statement and request for proposal to a number of financial advisors for management of non-profit investment accounts.] [ Museum of Northwest Art (MoNA); Not investment related; 121 South First Street, PO Box 969, La Conner, Washington 98257; The mission of the Museum of Northwest Art collects, preserves, interprets and exhibits art created in the Pacific Northwest, supports artists, and strives to integrate art into the lives of all people. MoNA collects and exhibits contemporary art from across the Northwest, including Alaska, British Columbia, California, Idaho, Montana, Oregon and Washington. MoNA's Education Department provides an inclusive environment and stimulating programming that supports the development and expression of all people; Board Member; start 09/2025; 4 hours per month, 0 hours during securities trading hours; Board Member/ Committee Member - Member of the Board of Trustees sitting on collections committee and finance committee.] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 10885 NE 4th Street #4, Suite 1400, Bellevue, WA 980004; start 01/2026; commissions; 10 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF BOND FINANCIAL PLLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (BELLEVUE, WA); START DATE: 08/2026]

Exams

• S66 Uniform Combined State Law Examination
  2010-03-09

Other Names

• Billy Howard
• William Guy Howard