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Richard Alexander Friedland

Threadline Wealth

Los Angeles, CA

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Current Employers
Threadline Wealth

10900 Ne 8Th St, Ste 305, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-06-03
  • CO RA
    APPROVED
    Since 2014-06-03

Branch Locations

10960 Wilshire Blvd Ste 1100, Los Angeles, CA 90024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moss Adams Securities & Insurance Llc Los Angeles CA 05/2012 Present
Moss Adams Wealth Advisors Los Angeles CA 10/2015 Present
  • 05/2012 → Present
    Moss Adams Securities & Insurance Llc
    Los Angeles, CA
  • 10/2015 → Present
    Moss Adams Wealth Advisors
    Los Angeles, CA
Previous Registrations
  • 2011-01-03 → 2012-05-17
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
  • 2009-06-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Monica, CA
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-02-11
S66 Uniform Combined State Law Examination 2009-05-28
  • S63 Uniform Securities Agent State Law Examination
    2015-02-11
  • S66 Uniform Combined State Law Examination
    2009-05-28
Designations

View on SEC IAPD

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