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David James Brown

Wells Fargo Advisors Financial Network, LLC

Knoxville, TN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-10-02
  • TN RA
    APPROVED
    Since 2018-10-02

Branch Locations

123 Center Park Dr Ste 204, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2012 09/2018
Suntrust Advisory Services Atlanta GA 09/2016 09/2018
Wells Fargo Advisors Financial Network, Llc Knoxville TN 09/2018 Present
Previous Registrations
  • 2016-09-13 → 2018-10-02
    Truist Advisory Services, Inc.
    Knoxville, TN
    Lake City, TN
    Lenoir City, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
  • 2012-05-29 → 2016-12-31
    Truist Investment Services, Inc.
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Clinton, TN
    Lake City, TN
    Knoxville, TN
    Knoxville, TN
    Lake City, TN
    Knoxville, TN
    Lenoir City, TN
    Knoxville, TN
    Knoxville, TN
    Lake City, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
  • 2009-05-27 → 2012-04-03
    Edward Jones
    St Louis, MO
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
  • S66 Uniform Combined State Law Examination
    2009-05-15

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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