Adam Richard Tau

Current Employers

Employment History

• 03/2016 → 02/2019
  North Ridge Securities Corp
  Melville, NY
• 02/2019 → 02/2020
  Cetera Advisor Networks Llc
  New York, NY
• 02/2019 → 02/2020
  North Ridge Wealth Planning Llc
  New York, NY
• 03/2016 → 01/2019
  Miller Tau Financial Group
  New York, NY
• 02/2020 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 01/2019 → Present
  Dynamic Wealth Strategies, Inc.
  Palm Beach Gardens, FL
• 08/2025 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2020-02-24 → 2026-02-27
  Madison Avenue Securities, Llc
  Jersey City, NJ
  San Diego, CA
  Tampa, FL
  New York, NY
  San Diego, CA
  Palm Beach Gardens, FL
  San Diego, CA

Other Businesses

1) ADVISORS EXCEL; INV RELATED:YES; 2950 SW MCCLURE ROAD, TOPEKA, KS 66614; INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; INSURANCE AGENT; 08/2018; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES. 2) WC HOOVER & CO, LLC; INV RELATED: NO; 22 RAILROAD AVENUE, SUITE 3 SAYVILLE, NY 11782; PROVIDE SMALL BUSINESSES HEALTH INSURANCE; 33% DIRECTOR; 05/2018; HOURS/MONTH: LESS THAN 4; TRADING HOURS/MONTH: 0; DUTIES: DIRECTOR OF ORGANIZATION 3) BARTAU, LLC; INV RELATED: NO; 1212 WOODROW ROAD STATEN ISLAND, NY 10309; RENTAL PROPERTY. LLC WAS FORMED TO HELP ORGANIZE INCOME AND EXPENSES NEEDED TO PURCHASE A HOME IN POCONOS IN PA; 25% PARTNER; 08/2019; HOURS/MONTH: LESS THAN 4; TRADING HOURS/MONTH: 0; DUTIES: INVOLVEMENT AND CONTRIBUTION WAS FINANCIAL ONLY. 4) DYNAMIC WEALTH STRATEGIES, INC.; INV RELATED: YES; 800 VILLAGE SQUARE CROSSING, SUITE 220, PALM BEACH GARDENS, FL 33410; LIFE INSURANCE, ANNUITIES, SECURITIES, FEE-BASED WEALTH MANAGEMENT; 50% PARTNER; 01/2019; HOURS/MONTH: 200; TRADING HOURS/MONTH: 200; DUTIES: OFFICER OF THE CORPORATION. FINANCIAL ADVISOR WITHIN THE PRACTICE. SOLICITING, MEETING WITH PROSPECTS AND GIVING FINANCIAL AND INVESTMENT ADVICE. 5) THE BACKUP, LLC; INV RELATED: NO; 550 VANDERBILT AVE #1103 BROOKLYN NY 11238; ECOMMERCE STORE; OWNER; 10/2021; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: OWNER, HIRING THIRD PARTY COMPANY EXPANSION B2B TO RUN AND MANAGE ECOMMERCE STORE. 6) EKMT, LLC; INV RELATED: NO; 199 WATER ST, NY, NY 10038; ECOMMERCE STORE; CO-OWNER WITH WIFE; 07/2022; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: OWNER, HIRING THIRD PARTY COMPANY SCALING GROUP TO RUN AND MANAGE ECOMMERCE STORE. 7) REMBO ENTERPRIZES LLC; INV RELATED: NO; 508 CATANIA LANE, POINCIANA, FL 34759; ECOMMERCE STORE; CO-OWNER WITH FATHER-IN-LAW; 07/2022; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: OWNER, HIRING THIRD PARTY COMPANY SCALING GROUP TO RUN AND MANAGE ECOMMERCE STORE.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-21
• S63 Uniform Securities Agent State Law Examination
  2009-03-27

Other Names

• Adam R Tau