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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-01-11 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Seattle | WA | 01/2013 | 07/2020 |
| Highland Capital Brokerage | Seattle | WA | 09/2017 | 03/2019 |
| Investacorp Inc | Miami | FL | 01/2016 | 02/2018 |
| Kestra Financial, Inc. | Redmond | WA | 02/2018 | 07/2020 |
| Lpl Financial Llc | Bellevue | WA | 07/2020 | Present |
| John Hancock | Boston | MA | 01/2008 | 09/2017 |
| Cashman Consulting | Redmond | WA | 03/2019 | 01/2022 |
| Scs | Bellevue | WA | 01/2022 | Present |
| Lpl Financial Llc | Redmond | WA | 07/2020 | 08/2022 |
1. 2/8/2022 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/03/2022 - 10 Hours Per Month/1 Hours During Securities Trading 2. 04/20/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. 04/20/2023 - northwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/07/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading 4. 04/20/2023 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/07/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading 5. 04/20/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-10-17 |
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