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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-07-20 |
Branch Locations
Emerald Isle, NC • United States
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
20603 Elkhorn Drive, Suite #202, Elkhorn, NE 68022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Changepath, Llc | Leawood | KS | 12/2021 | 06/2022 |
| L & L Advisors | Salina | KS | 11/2021 | 06/2022 |
| Kansas State University | Salina | KS | 06/2017 | 10/2021 |
| Mitchell Technical Institute | Mitchell | SD | 07/2014 | 06/2017 |
| Mint Hill Wealth Management | Mint Hill | NC | 06/2022 | Present |
| Ausdal Financial Partners, Inc | Davenport | IA | 06/2022 | Present |
MINT HILL INSURANCE SERVICES; INVESTMENT RELATED; MINT HILL, NC; INSURANCE SERVICE; CLIENT SERVICE MANAGER; ACTIVITY BEGAN JUNE 2022; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SERVICING INSURANCE POLICIES FOR CLIENTS. SARAH WERNER; NOT INVESTMENT RELATED; ABILENE, KS; REAL ESTATE PROPERTY SALES; REAL ESTATE AGENT; ACTIVITY BEGAN 05/2026; I DEVOTE APPX 18 HOURS PER MONTH TO THIS ACTIVITY WITH 5 OF THOSE HOURS DURING TRADING HOURS; FACILITATE THE BUYING; SELLING OR RENTING OF PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2022-01-04 |
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