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Level 4 11 Young Street, Sydney Nsw 2000 • Australia
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roc Partners (Us) Llc | Sydney Nsw | 08/2024 | Present | |
| Roc Capital Pty Limited | Sydney Nsw | 06/2014 | Present | |
| Roc Partners Pty Limited | Sydney Nsw | 05/2014 | Present |
Mr. Lukin serves as a Director for the following related entities of Roc Capital. These entities act as corporate trustee to the various Roc private funds, which are structured as "managed investment trusts". Approximately 2 hours are devoted to each on a monthly basis: Roc Alternative Investment Pty Limited, Roc Asset Management Pty Limited, Roc Investment Services Pty Limited, Roc Management Services Pty Limited, Roc Harvest Pty Limited, Roc GAM Pty Limited, Roc Summit Finance Pty Limited, Roc Summit Investment Pty Limited and Roc Raise Pty Limited. In addition, Mr. Lukin serves as a Director to the following entities (unaffiliated entities of Roc Capital) in a personal role. The time devoted per month is minimal and is not devoted during securities trading hours. IAG Holdings Pty Limited, Australia's Oyster Coast Pty Limited, Stone Axe Pastoral Company Pty Limited, Story House Early Learning Pty Limited, and Hirepool Group Limited.
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