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Inactive

Hugo Lopez

Lighthouse Advisory Services, Inc.

Poway, CA

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Current Employers
Lighthouse Advisory Services, Inc.

Poway, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-05-02
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-05-02

Branch Locations

12718 Shadowline St., Poway, CA 92064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaside Financial And Insurance Services Oceanside CA 11/2011 12/2019
Fortune Financial Services, Inc. New Brighton PA 08/2014 12/2019
Seaside Advisory Services, Inc. Carlsbad CA 03/2012 12/2019
Lighthouse Advisory Services, Inc. Poway CA 10/2019 Present
  • 11/2011 → 12/2019
    Seaside Financial And Insurance Services
    Oceanside, CA
  • 08/2014 → 12/2019
    Fortune Financial Services, Inc.
    New Brighton, PA
  • 03/2012 → 12/2019
    Seaside Advisory Services, Inc.
    Carlsbad, CA
  • 10/2019 → Present
    Lighthouse Advisory Services, Inc.
    Poway, CA
Previous Registrations
Other Businesses

Independent insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2009-11-11
  • S65 Uniform Investment Adviser Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2009-11-11

View on SEC IAPD

Other Firms

FINANCIAL BRIDGES
GOLDEN STATE WEALTH MANAGEMENT, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.

Other Investors

GLENDA KRIS MOEHLENPAH
Kathleen Sunshine Kim Stephens
THOMAS JOHN GARCIA
CARL JOHN FRIEDEMANN
Amirali Ehsan
ROBERT EDWARD RECCHIA
JAMES MICHAEL DOLAN
KRISTIN DANIELLE FRANCY

Other Offices

FINANCIAL BRIDGES · Poway, CA
GOLDEN STATE WEALTH MANAGEMENT, LLC · Poway, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Poway, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Poway, CA
WORLD INVESTMENT ADVISORS, LLC · Poway, CA
WORLD INVESTMENT ADVISORS, LLC · San Diego, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Poway, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Poway, CA

More in Poway, CA

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