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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-16
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

3800 American Blvd W Ste 1500, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2013 Present
Other Businesses

1) MORAN INSURANCE AGENCY, 5201 Eden Ave, EDINA, MN, 11/2007 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/WK - 1/TRADING. 2) MORAN FINANCIAL CONSULTING, 5201 EDEN AVE STE 300, EDINA, MN, 12/2015 AS TAX PREPARER. NIR - 2HRS/MO - 2/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) TAX PREPARATION / 5201 Eden Ave, Ste 300, Edina MN 55436 / 01/14/2022 / NIR / TAX ASSOCIATE - PROVIDING ON-DEMAND TAX ASSISTANCE AND PREPARATION DURING TAX SEASON / 25 HR/MO - 15 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-05
  • S66 Uniform Combined State Law Examination
    2009-06-05
Other Names
  • Carlos Norberto Moran

View on SEC IAPD

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