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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Latham | NY | 08/2016 | 11/2021 |
| Park Avenue Securities | Latham | NY | 08/2016 | 11/2021 |
| Guardian Life Insurance Co Of America | New York | NY | 11/2021 | 06/2024 |
| Park Avenue Securities, Llc | New York | NY | 11/2021 | 06/2024 |
| Guardian Life Insurance Company | Essex Junction | VT | 06/2024 | 08/2026 |
| Park Avenue Securities | Essex Junction | VT | 06/2024 | 08/2026 |
| Guardian Life Insurance Company | Albany | NY | 08/2026 | Present |
| Park Avenue Securities Llc | Albany | NY | 08/2026 | Present |
1) Filamental Concepts-Online sales of art pieces I create, Start date: 04/01/2021, Address: 7 Hialeah Drive, Albany NY 12205, 4 total hours per month, 0 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-08-06 |
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