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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-08 |
| TX | RA | APPROVED | 2024-11-08 |
Branch Locations
Mount Kisco, NY • United States
200 W 41St Street Suite 1902, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | New York | NY | 08/2013 | 10/2017 |
| Park Avenue Securities Llc | New York | NY | 08/2013 | 10/2017 |
| Mml Investors Services, Llc | New York | NY | 10/2017 | 11/2024 |
| Massmutual Life Insurance Co | New York | NY | 10/2017 | 11/2024 |
| Ameriprise Financial Services, Llc | New York | NY | 11/2024 | Present |
Independent Insurance Brokering; Guardian Life Insurance; 09/01/2018; Disability Income. Business Ownership; Bedrock Infrastructure Solutions; Owner; Consulting; 230 Armonk Rd, , Mount Kisco, NY, 10549; Not Investment-Related; 02/10/2017; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-29 |
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