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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-14 |
| CA | RA | APPROVED | 2021-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Ontario | CA | 04/2016 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/2021 | Present |
| Unemployed | Los Angeles | CA | 12/2020 | 04/2021 |
| Bank Of America, N.A. | Los Angeles | CA | 04/2021 | Present |
I*137677 For profit or not for profit: For-Profit Organization Name of outside business organization: Gold Spike Travel Investment related: Address of business: Springville, Utah 84663 Nature of business: LLC, Compensation for Activity: Position, title, association: Owner, Start date of relationship: 4/1/2011 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Online blog for travel and other activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-18 |
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