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Current Employers
4-C Personal Wealth Management Consultants, Llc

677 Craig Road Suite 211, Creve Coeur, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-04-21
  • MO RA
    APPROVED
    Since 2009-04-21

Branch Locations

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crockett And Company, Inc. Saint Louis MO 10/1995 Present
National Planning Corporation Santa Monica CA 02/2009 Present
4-C Wealth Management Consultants, Llc Creve Coeur MO 04/2009 Present
  • 10/1995 → Present
    Crockett And Company, Inc.
    Saint Louis, MO
  • 02/2009 → Present
    National Planning Corporation
    Santa Monica, CA
  • 04/2009 → Present
    4-C Wealth Management Consultants, Llc
    Creve Coeur, MO
Other Businesses

1. Mr. Crockett is also as a licensed insurance professional. Non-investment related. Same business address. Less than 10% of business time. 2. Insurance Authorities LLC. Mr. Crockett also provides guidance on social security matters, including benefits planning and educational workshops. Non-investment related. Same business address. Less than 10% of business time. 3. College Tuition Solutions, LLC, a firm that provides college assistance planning for parents and students. Non-investment related. Same business address. Less than 1% of business time. 4. Simple Sales Solutions, LLC is a private limited liability with the sole purpose of holding a personal real estate holding. 5. Missouri Apartment Group, LLC is a private limited liability with the sole purpose of holding a personal real estate holding.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2009-03-09
Other Names
  • Fetzer Crockett

View on SEC IAPD

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