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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-10-25 |
Branch Locations
358 S 700 E Ste (Range A1 - A3), Salt Lake City, UT 84102 • United States
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
1255 E Brickyard Rd, Salt Lake City, UT 84106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burbank | CA | 07/2019 | 10/2020 |
| Bank Of America N.A | Burbank | CA | 07/2019 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 08/2021 | Present |
| Wells Fargo Bank, Na | Salt Lake City | UT | 08/2021 | Present |
| J.P. Morgan Chase Bank, N.A. | Altadena | CA | 03/2011 | 07/2019 |
| Bank Of America | Draper | UT | 01/2021 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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