Joseph Gilbert Schaefer

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-18
TX	RA	APPROVED_RES	2024-11-14

FL RA
APPROVED

Since 2024-11-18
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

12425 28Th St. N. Suite 300, St. Petersburg, FL 33716 • United States

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	New Port Richey	FL	07/2014	Present
Pruco Securities, Llc.	New Port Richey	FL	07/2014	11/2024
Lpl Enterprise, Llc	New Port Richey	FL	11/2024	Present

07/2014 → Present

Prudential Insurance Company Of America

New Port Richey, FL
07/2014 → 11/2024

Pruco Securities, Llc.

New Port Richey, FL
11/2024 → Present

Lpl Enterprise, Llc

New Port Richey, FL

Previous Registrations

2014-08-20 → 2024-11-14

Pruco Securities, Llc.

Tampa, FL

Spring Hill, FL

New Port Richey, FL

New Port Richey, FL

New Port Richey, FL

Tampa, FL
2009-05-26 → 2014-07-30

Waddell & Reed

Charleroi, PA

Maitland, FL

Tampa, FL

Other Businesses

1) 08/03/2026-Clearpath Wealth Advisors-financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/04/2026-160hrs/mth-130hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-19

S66 Uniform Combined State Law Examination

2009-05-19

Other Names

Joseph G Schaefer
Joseph Schaefer

View on SEC IAPD