Shannon Ferrell Smith

Current Employers

Employment History

• 05/2014 → Present
  Lpl Financial Llc
  Brookfield, WI
• 05/2014 → Present
  Freedom Wealth Alliance
  Brookfield, WI
• 10/2023 → Present
  Intrua Financial
  Houston, TX

Previous Registrations

• 2014-05-16 → 2023-12-12
  Freedom Wealth Alliance
  Brookfield, WI
• 2011-01-04 → 2014-05-16
  Wells Fargo Advisors Financial Network, Llc
  Brookfield, WI
• 2009-06-01 → 2011-01-12
  Morgan Stanley
  Waukesha, WI
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Wauwatosa, WI
• 2006-04-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wauwatosa, WI

Other Businesses

1) 05/27/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FREEDOM WEALTH ALLIANCE - BROOKFIELD, WI. 2) 07/15/2014 - NOTARY PUBLIC - TIME SPENT 10 HOURS PER MONTH - BROOKFIELD, WI. 3) 09/11/2015 - Windy City Financial Partners - Non-Variable Insurance - INV REL - AT REPORTED BUSINES LOCATION(S) - START 07/01/2015 - 2 HRS/MO DURING SECS TRDG HRS. 4) 05/15/2019 - No business name - Investment related - 675 N Barker Rd, Suite 220, Brookfield, WI 53045 - Real Estate Rental - start date:01/17/2019 - 1 hr/mo - 0 hrs during trading. 5) 10/16/2023 - Smithshire Realty LLC - Investment Related - Greensboro, NC - Real Estate Rental - Managing Member - Started 05/21/2019 - 3 Hours Per Month/0 Hours During Securities Trading. 6) 11/21/2023: Intrua Financial LLC; At reported business location(s); Registered Investment Advisor; IAR; Inv. related; start date 10/1/2023; 100hrs/mo.; 5hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/26/2024 - Intrua Financial LLC DBA Freedom Wealth Alliance - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 10/1/2023 - 150 Hrs/mo; 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-06

Other Names

• Shannon Smith
• Shannon F Smith