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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| KS | RA | APPROVED | 2025-12-01 |
Branch Locations
3024 Sw Wanamaker Rd. Suite 312, Topeka, KS 66614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2009 | 08/2022 |
| Smith, Moore & Co. | Topeka | KS | 08/2022 | 12/2025 |
| Lpl Enterprise Llc | Topeka | KS | 12/2025 | Present |
1. 11/26/2025 - S&CJ Properties, LLC - Real Estate Rental -Topeka, KS - Inv Related -Start Date: 06/01/2005 - 1 Hour(s)/Month - 0 Hour(s) During Trading 2. 11/26/2025 - Auburn Community Center - Non-Profit Board Member - Auburn, KS -Not Inv Related - Start Date: 01/01/2021- 3 Hour(s)/Month - 0 Hour(s) During Trading 3. 11/26/2025 - S&CJ Properties, LLC - Business Entity For Tax/Investment Purposes Only - Topeka, KS -Not Inv Related - Start Date: 06/01/2005 - 1 Hour(s)/Month - 0 Hour(s) During Trading 4.11/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Auburn, KS - Inv Related - Start Date: 09/29/2025- 160 Hour(s)/Month - 160 Hour(s) During Trading 5. 11/26/2025 - Thaddaeus Allen N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Auburn, KS - Inv Related - Start Date: 09/29/2025- 160 Hour(s)/Month - 160 Hour(s) During Trading 6. 11/26/2025 - Petra Advisors - DBA for LPL Business (entity for LPL business) - Topeka, KS - Inv Related -Start Date: 12/01/2025- 160 Hour(s)/Month - 145 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-24 |
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