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Spencer H Whitcomb

J.P. Morgan Securities LLC

Fort Wayne, IN

Fort Wayne, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-24
IN RA APPROVED 2013-06-28
  • TX RA
    APPROVED_RES
    Since 2016-02-24
  • IN RA
    APPROVED
    Since 2013-06-28

Branch Locations

5944 West Jefferson Blvd, Fort Wayne, IN 46804 • United States

101 E. Washington Blvd., Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Fort Wayne IN 02/2009 01/2018
J.P. Morgan Securities Llc Fort Wayne IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Fort Wayne IN 01/2018 Present
  • 02/2009 → 01/2018
    Jpmorgan Chase Bank Na
    Fort Wayne, IN
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Fort Wayne, IN
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Wayne, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
S63 Uniform Securities Agent State Law Examination 2009-03-18
  • S66 Uniform Combined State Law Examination
    2013-06-27
  • S63 Uniform Securities Agent State Law Examination
    2009-03-18

View on SEC IAPD

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