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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-22 |
| CO | RA | APPROVED | 2020-02-07 |
Branch Locations
4600 South Syracuse 9Th Floor, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Presidential Brokerage, Inc. | Greenwood Village | CO | 05/2013 | 05/2019 |
| Lpl Financial Llc | Denver | CO | 05/2019 | Present |
| Householder Group Estate & Retirement Specialists | Centennial | CO | 05/2019 | 02/2020 |
| Alliant Credit Union | Denver | CO | 02/2020 | Present |
1. 5/17/2019 - Brandon Wann, Sole Proprietor - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 4/2019 - 10 Hours Per Month - Time Spent 10% - Life, Long-term care, Fixed annuities, Medicare supplement plan. 2. 5/17/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 4/2019 - Time Spent 10% - Life, Long-term care, Fixed Annuities. 3. 2/14/2020 - Alliant Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2020 - 40 Hours Per Month/15 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-10 |
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