Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-22
CO RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2021-09-22
  • CO RA
    APPROVED
    Since 2020-02-07

Branch Locations

Lone Tree, CO • United States

4600 South Syracuse 9Th Floor, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Presidential Brokerage, Inc. Greenwood Village CO 05/2013 05/2019
Lpl Financial Llc Denver CO 05/2019 Present
Householder Group Estate & Retirement Specialists Centennial CO 05/2019 02/2020
Alliant Credit Union Denver CO 02/2020 Present
  • 05/2013 → 05/2019
    Presidential Brokerage, Inc.
    Greenwood Village, CO
  • 05/2019 → Present
    Denver, CO
  • 05/2019 → 02/2020
    Householder Group Estate & Retirement Specialists
    Centennial, CO
  • 02/2020 → Present
    Alliant Credit Union
    Denver, CO
Previous Registrations
  • 2019-05-22 → 2020-01-30
    Householder Group Estate & Retirement Specialists
    Centennial, CO
  • 2013-05-28 → 2019-05-18
    Forta Financial Group, Inc.
    Greenwood Village, CO
  • 2011-06-22 → 2012-12-31
    Concourse Financial Group Securities, Inc.
    Denver, CO
  • 2009-09-21 → 2011-04-29
    Greenwood Village, CO
Other Businesses

1. 5/17/2019 - Brandon Wann, Sole Proprietor - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 4/2019 - 10 Hours Per Month - Time Spent 10% - Life, Long-term care, Fixed annuities, Medicare supplement plan. 2. 5/17/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 4/2019 - Time Spent 10% - Life, Long-term care, Fixed Annuities. 3. 2/14/2020 - Alliant Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2020 - 40 Hours Per Month/15 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-10
  • S66 Uniform Combined State Law Examination
    2009-09-10
Other Names
  • Brandon Wann

View on SEC IAPD

More in Lone Tree, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor