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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-30 |
| CA | RA | APPROVED | 2024-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Carlsbad | CA | 12/2022 | 05/2023 |
| Envoy Mortgage Ltd | San Jose | CA | 04/2021 | 11/2022 |
| Unemployed | Carlsbad | CA | 04/2018 | 03/2021 |
| Jp Morgan Chase Co | San Carlos | CA | 06/2008 | 04/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2023 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 07/2023 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2024 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 09/2024 | Present |
| Bank Of America, N.A. | Carlsbad | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-03 |
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