Darryl Patrick Franklin

Current Employers

Oakwood Wealth Advisors Ltd.

Naperville, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2012-08-07

IL RA
APPROVED

Since 2012-08-07

Branch Locations

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oakwood Wealth Advisors Ltd.	Lisle	IL	08/2012	Present

08/2012 → Present

Oakwood Wealth Advisors Ltd.

Lisle, IL

Previous Registrations

2011-08-29 → 2012-08-07

Sanctuary Securities, Inc.

Chicago, IL
2009-06-01 → 2011-09-27

Morgan Stanley

Oakbrook Terrace, IL

Oak Brook, IL
2009-05-05 → 2009-06-01

Citigroup Global Markets Inc.

Oakbrook Terrace, IL

Other Businesses

BENEDICTINE UNIVERSITY, LISLE, IL- NOT INVESTMENT RELATED. BEGAN 4/1/2010. I AM A LECTURER WHO IS A GRADUATE SCHOOL INSTRUCTOR. O HRS DEVOTED DURING TRADING HRS. AND 12 HRS PER MONTH DEVOTED DURING NON-TRADING HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-20

S66 Uniform Combined State Law Examination

2009-04-20

Other Names

Darryl Franklin

View on SEC IAPD