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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Duluth | MN | 11/2016 | 12/2018 |
| Wells Fargo | Sartell | MN | 06/2006 | 12/2018 |
| Joshua Longnecker | Saint Cloud | MN | 12/2018 | Present |
| Northwestern Mutual Investment Services Llc | Saint Cloud | MN | 12/2018 | Present |
1. TEAM MANGER, GRIZZLYS HOCKEY, 10150 GRAND LAKE RD, KIMBALL, , MINNESOTA, 55353, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/28/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEAM MANAGER FOR 2013 TEAM 2. KLW, LLC, INVESTMENT PROPERTY, START DATE: 12/4/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNS OFFICE BUILDING; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
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