Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-03
TX RA APPROVED_RES 2014-08-05
ND RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED_RES
    Since 2014-08-05
  • ND RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

2501 13Th Ave S, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Fargo ND 03/2008 Present
Wells Fargo Advisors Llc Fargo ND 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fargo ND 11/2016 Present
  • 03/2008 → Present
    Wells Fargo Bank, N.A.
    Fargo, ND
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Fargo, ND
  • 11/2016 → Present
    Fargo, ND
Previous Registrations
  • 2009-04-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Fargo, ND
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-26
  • S66 Uniform Combined State Law Examination
    2009-03-26

View on SEC IAPD

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor