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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-10-08 |
Branch Locations
377 E Butterfield Rd Ste 400, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Lombard | IL | 05/2009 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD DIRECTOR, UNION LEAGUE CLUB OF CHICAGO, 65 W. JACKSON, CHICAGO, , ILLINOIS, 60604, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/13/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE ON BOARD OF DIRECTORS AND CHAIR A COMMITTEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-02 |
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