Best Investors Account Sign in

Shawn Steven Higley

Ubs Financial Services Inc.

Leander, TX

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-25
  • TX RA
    APPROVED
    Since 2021-06-25

Branch Locations

Leander, TX • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed The Colony TX 10/2015 09/2016
Lpl Financial, Llc Plano TX 10/2016 02/2019
Level Four Advisory Services Llc Plano TX 09/2016 02/2019
Lpl Financial Llc San Diego CA 02/2019 02/2021
Ubs Financial Services Weehawken NJ 02/2021 Present
  • 10/2015 → 09/2016
    Unemployed
    The Colony, TX
  • 10/2016 → 02/2019
    Lpl Financial, Llc
    Plano, TX
  • 09/2016 → 02/2019
    Level Four Advisory Services Llc
    Plano, TX
  • 02/2019 → 02/2021
    Lpl Financial Llc
    San Diego, CA
  • 02/2021 → Present
    Ubs Financial Services
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2009-04-09
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2009-04-09

View on SEC IAPD

More in Leander, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor