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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-22 |
Branch Locations
1162 Pittsford Victor Rd Ste 200, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Norwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2013 | Present |
| Northwestern Mutual Investor Services, Llc | Pittsburgh | PA | 01/2013 | 02/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services Llc | Pittsford | NY | 02/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, A-FRAME ADVENTURES, LLC, INVESTMENT PROPERTY, START DATE: 09/01/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 33% OWNER OF A-FRAME ADVENTURES, LLC. BUYING A HUNTING CABIN IN ALASKA WITH 3 OTHER PARTNERS. THE LLC IS SIMPLY FOR LIABILITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-03 |
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