Henry Abraham Falquez

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-19
SC	RA	APPROVED	2024-10-29
NY	RA	APPROVED	2021-08-16
CT	RA	APPROVED	2019-01-24
VA	RA	APPROVED	2018-12-13
PA	RA	APPROVED	2014-08-05
NJ	RA	APPROVED	2014-07-29

FL RA
APPROVED

Since 2024-11-19
SC RA
APPROVED

Since 2024-10-29
NY RA
APPROVED

Since 2021-08-16
CT RA
APPROVED

Since 2019-01-24
VA RA
APPROVED

Since 2018-12-13
PA RA
APPROVED

Since 2014-08-05
NJ RA
APPROVED

Since 2014-07-29

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Latham	NY	06/2014	Present
Agia	Houston	TX	12/2022	Present

06/2014 → Present

Valic Financial Advisors

Latham, NY
12/2022 → Present

Agia

Houston, TX

Other Businesses

**NOTARY PUBLIC. 354 LINCOLN AVE APT2 HAWTHORNE, NJ 07506. START DATE: 02/14/2017. 0% OF TIME SPENT ON OUTSIDE BUSINESS/NONE DURING SECURITIES TRADING HOURS. I AM A PUBLIC NOTARY IN THE STATE OF NJ. I DO NOT SOLICIT THE SERVICE AND I DO NOT CHARGE. IT WAS A REQUIREMENT FROM MY PREVIOUS EMPLOYER. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-28
S63	Uniform Securities Agent State Law Examination	2010-11-09

S65 Uniform Investment Adviser Law Examination

2014-07-28
S63 Uniform Securities Agent State Law Examination

2010-11-09