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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-08-28 |
| IN | RA | APPROVED | 2018-11-26 |
Branch Locations
1020 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
Fortville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Dawsonville | GA | 02/2011 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2015 | Present |
| Cetera Investment Advisers Llc | Cumming | GA | 02/2017 | Present |
1.)DAWSON COUNTY BOARD OF HEALTH 2HRS/QTR & DAWSON CNTY UNITED WAY. 1HR MONTH 0 COMP.ACTS AS AN ADVISORY FOR ORGS ACTIVITIES & BUDGETING. 2.)COACHING/TRAINING IN ANNUITY AND LIFE INS SALES. 3.)EXECUTOR OF FATHER'S (BOBBY CONNER) ESTATE, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-08 |
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