Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-06
TX RA APPROVED_RES 2025-01-06
  • NY RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED_RES
    Since 2025-01-06

Branch Locations

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

2499 Jericho Tpke, Garden City Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A South Richmond Hill NY 03/2016 01/2025
Wells Fargo Clearing Services, Llc New York NY 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-05
S63 Uniform Securities Agent State Law Examination 2009-05-11
  • S66 Uniform Combined State Law Examination
    2022-08-05
  • S63 Uniform Securities Agent State Law Examination
    2009-05-11

View on SEC IAPD

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor