Mark William Etter

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-11
IN	RA	APPROVED	2009-04-01

TX RA
APPROVED_RES

Since 2022-02-11
IN RA
APPROVED

Since 2009-04-01

Branch Locations

6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fort Wayne	IN	02/2009	03/2020
Ameriprise Financial Services, Llc	Fort Wayne	IN	03/2020	Present

02/2009 → 03/2020

Ameriprise Financial Services, Inc.

Fort Wayne, IN
03/2020 → Present

Ameriprise Financial Services, Llc

Fort Wayne, IN

Other Businesses

Outside Employment; CPM Group LLC.; Financial Advisor - Financial Advisor; Moore Wealth Management - Financial Advisory Practice; 6226 Covington Road, , Fort Wayne, IN, 46804; Not Investment-Related; 04/08/2009; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-31

S66 Uniform Combined State Law Examination

2009-03-31

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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