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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-10-23 |
Branch Locations
3802 E 3Rd Street Office #110, Bloomington, IN 47401 • United States
2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States
Plainfield, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Carmel | IN | 09/2015 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Carmel | IN | 09/2015 | Present |
(1) N/A-BUSINESS FOR SELF POSITION: Owner/Operator NATURE: Baseball instruction. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: Home Address, Plainfield IN 46168, United States DESCRIPTION: Provide Individual and GroupBaseball Instruction (2) PLAINFIELD HIGH SCHOOL POSITION: Coach NATURE: High School Athletics INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 08/15/2022 ADDRESS: 1 Red Pride Dr., Plainfield IN 46168, United States DESCRIPTION: Would act as Varsity Assistant Baseball Coach for Plainfield High School Athletics
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-13 |
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