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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-16
  • TX RA
    APPROVED
    Since 2013-01-16

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2010 Present
Charles Schwab Bank Ssb Westlake TX 10/2014 Present
Previous Registrations
  • 2007-06-14 → 2010-10-11
    Unified Wealth Management, Llc
    Scottsdale, AZ
  • 2006-09-20 → 2008-07-02
    Gunnallen Financial, Inc
    Fountain Hills, AZ
    Scottsdale, AZ
Other Businesses

1) Martin Britton |Investment Related:No|737 Skyline Bluff Ct;Fort Worth;Texas;76102;Tarrant|Real Estate (Non-Agent/Broker)|Rental Property|2023-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Renting my old townhouse to tenants 2) Self / Real Estate ( Non-AGent /Broker), Property Owner, I am the owner of the property I am renting. Mesa, AZ , start date 11/14/2014, Hours per month -0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2006-08-14
Other Names
  • Martin Adrian Britton

View on SEC IAPD

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