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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| VA | RA | APPROVED | 2020-12-03 |
Branch Locations
999 Waterside Drive Ste 1500, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Norfolk | VA | 11/2009 | Present |
| New York Life Insurance Co | Norfolk | VA | 01/2009 | Present |
| Waterside Financial Group, Llc | Norfolk | VA | 03/2016 | 11/2021 |
| Eagle Strategies Llc | Norfolk | VA | 12/2020 | Present |
| Diamond Springs Financial, Llc | Norfolk | VA | 11/2021 | Present |
| Mathas Financial Group, Llc | Norfolk | VA | 05/2024 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER;INVESTMENT RELATED; 999 WATERSIDE DRIVE SUITE 900 NORFOLK, VA 23510; START DATE 04/2012; 5 HOURS PER MONTH 1 DURING SECURITIES HOURS] [Diamond Springs Financial, LLC; To employ an assistant/licensed service assistant for my NYL business.; 1700 King William Road, Virginia Beach, VA 23455; Start Date 10/2019; Role/Title: Owner; Investment Related; 4 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF DIAMOND SPRINGS FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; NORFOLK, VA; START DATE: 11/2021] [OPERATING UNDER THE DBA NAME OF Mathas Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NORFOLK VA; START DATE: 04/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-03 |
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