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Wendy K Hindman-Hauck

Morgan Stanley

Westport, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-15
CT RA APPROVED 2025-08-15
  • TX RA
    APPROVED
    Since 2025-09-15
  • CT RA
    APPROVED
    Since 2025-08-15

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westport CT 11/2022 Present
Department Of State Dulles VA 08/2020 05/2022
Homeservices Lending Ventura CA 04/2009 02/2019
Unemployed Dulles VA 02/2019 08/2020
Unemployed Milford CT 05/2022 11/2022
  • 11/2022 → Present
    Morgan Stanley
    Westport, CT
  • 08/2020 → 05/2022
    Department Of State
    Dulles, VA
  • 04/2009 → 02/2019
    Homeservices Lending
    Ventura, CA
  • 02/2019 → 08/2020
    Unemployed
    Dulles, VA
  • 05/2022 → 11/2022
    Unemployed
    Milford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-14
  • S66 Uniform Combined State Law Examination
    2025-08-14
Other Names
  • Wendy Hindman
  • Wendy Cockerell

View on SEC IAPD

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ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT
WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

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