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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
38039 W Spaulding Street, Willoughby, OH 44094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James | Concord | OH | 01/2009 | 09/2017 |
| Johnnycake Financial Services, Inc | Mentor | OH | 06/2012 | 09/2017 |
| Raymond James Financial Services Advisors, Inc. | Concord | OH | 07/2010 | 09/2017 |
| Pnc Investments | Cleveland | OH | 10/2017 | 03/2018 |
| Unemployed | Willoughby | OH | 03/2018 | 06/2018 |
| Lpl Financial Llc | Willoughby | OH | 06/2018 | 07/2026 |
| Lighthouse Advisers, Llc | Mentor | OH | 06/2018 | 09/2023 |
| Cetera Advisors Llc | St Cloud | MN | 07/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
| Elevated Wealth Solutions Llc | Willoughby | OH | 10/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2014; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ELEVATED WEALTH SOLUTIONS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES/WEALTH MANAGEMENT; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, ADVISORY, INSURANCE SERVICES AND FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: ELEVATED BUSINESS SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLD REAL ESTATE AND RENTAL PROPERTIES; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HOLD REAL ESTATE AND RENTAL PROPERTIES; 4. NAME OF OTHER BUSINESS: FORBES HOUSE; INVESTMENT RELATED: NO; ADDRESS: PAINESVILLE, OH 44077; NATURE OF BUSINESS: BOARD; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: I SIT ON THE FINANCE COMMITTEE WHICH REVIEWS THE CASH FLOW OF THE ENTITY. I ALSO SIT ON THE FUNDRAISING/EVENTS COMMITTEE AND HELP TO PUT TOGETHER EVENTS AND FUNDRAISERS FOR FORBES HOUSE; 5. NAME OF OTHER BUSINESS: LAKE DEVELOPMENT AUTHORITY INVESTMENT RELATED: NO; ADDRESS: PAINESVILLE, OH 44077; NATURE OF BUSINESS: DEVELOPMENT AUTHORITY; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LISTEN TO AND PASS RESOLUTIONS THAT BENEFIT LDA; 6. NAME OF OTHER BUSINESS: OFFICE SPACE RENTAL; INVESTMENT RELATED: NO; ADDRESS: 38039 W SPAULDING STREET 201, WILLOUGHBY. OH 44094; NATURE OF BUSINESS: OFFICE SPACE RENTAL; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OFFICE SPACE RENTAL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
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