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Bryan Ellis Thomas

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-06-17
CA RA APPROVED 2014-01-13
  • TX RA
    APPROVED_RES
    Since 2015-06-17
  • CA RA
    APPROVED
    Since 2014-01-13

Branch Locations

400 S. Hope St., Los Angeles, CA 90071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 01/2014 Present
Previous Registrations
  • 2010-02-02 → 2014-01-15
    Msi Financial Services, Inc.
    Glendale, CA
    Los Angeles, CA
    Glendale, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-26
S63 Uniform Securities Agent State Law Examination 2009-02-25
  • S65 Uniform Investment Adviser Law Examination
    2010-01-26
  • S63 Uniform Securities Agent State Law Examination
    2009-02-25
Other Names
  • Bryan Thomas

View on SEC IAPD

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