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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

303 S Washington St Suite 200, Fredericksburg, TX 78624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Associates, Inc Boerne TX 11/2015 02/2018
Raymond James Financial Services Synder TX 01/2022 Present
Stay At Home Parent Comfort TX 02/2018 03/2020
Raymond James Financial Services Advisors, Inc Snyder TX 08/2022 Present
N/A Comfort TX 03/2020 Present
  • 11/2015 → 02/2018
    Raymond James Associates, Inc
    Boerne, TX
  • 01/2022 → Present
    Raymond James Financial Services
    Synder, TX
  • 02/2018 → 03/2020
    Stay At Home Parent
    Comfort, TX
  • 08/2022 → Present
    Snyder, TX
  • 03/2020 → Present
    N/A
    Comfort, TX
Previous Registrations
Other Businesses

(1)Name of Business: Address: 3518 Cypress Creek Rd., Comfort, TX, 78013, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 03/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help buyers and sellers with their real estate needs. (2)Name of Business: S4 Wealth Management, LLC Address: 3518 Cypress Creek Rd., Comfort, TX, 78013, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/12/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee all aspects of day to day operations, finances, production, and sales. (3)Name of Business: Talent Financial Services of Raymond James Address: 303 S Washington St, Fredericksburg, TX, 78624-4634, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-10
  • S66 Uniform Combined State Law Examination
    2022-08-10
Other Names
  • Nicole Ann Neff
  • Nicole Ann Neff

View on SEC IAPD

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