Thomas Alan Fredrickson

Current Employers

Cgn Advisors, Llc

512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-21

NY RA
APPROVED

Since 2021-06-21

Branch Locations

Brooklyn, NY • United States

512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cgn Advisors, Llc	Manhattan	KS	10/2012	Present

10/2012 → Present

Cgn Advisors, Llc

Manhattan, KS

Previous Registrations

2009-04-09 → 2015-04-13

Altfest Personal Wealth Management

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-08

S65 Uniform Investment Adviser Law Examination

2009-04-08

Designations

View on SEC IAPD