Troy Taku Wada

Current Employers

Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-12-20
HI	RA	APPROVED	2023-12-15
TX	RA	APPROVED_RES	2023-11-17

PA RA
APPROVED

Since 2023-12-20
HI RA
APPROVED

Since 2023-12-15
TX RA
APPROVED_RES

Since 2023-11-17

Branch Locations

1001 Liberty Ave Suite 500, Pittsburgh, PA 15222 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

745 Fort Street Mall Suite 888, Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	Honoulu	HI	05/2013	09/2023
Osaic Wealth, Inc.	Pittsburgh	PA	09/2023	10/2023
Dfpg Investments, Llc	Sandy	UT	11/2023	Present
Diversify Advisory Services, Llc	Sandy	UT	11/2023	Present

05/2013 → 09/2023

Sagepoint Financial

Honoulu, HI
09/2023 → 10/2023

Osaic Wealth, Inc.

Pittsburgh, PA
11/2023 → Present

Dfpg Investments, Llc

Sandy, UT
11/2023 → Present

Diversify Advisory Services, Llc

Sandy, UT

Previous Registrations

2023-09-01 → 2023-11-15

Osaic Wealth, Inc.

Lihue, HI

Maui, HI

Honolulu, HI

Pittsburgh, PA
2013-05-30 → 2023-09-01

Osaic Services, Inc.

Honolulu, HI

Perkasie, PA

Lihue, HI

Maui, HI

Pittsburgh, PA
2009-07-07 → 2013-05-07

Equitable Advisors, Llc

Wailuku, HI

Honolulu, HI

Honolulu, HI

Lihue, HI

Other Businesses

1. DIVERSIFY ADVISORY SERVICES, LLC (RIA); INVESTMENT RELATED; 1001 BISHOP STREET SUITE 2300, HONOLULU, HI 96813; INVESTMENT ADVISORY REP; SINCE 05/01/2013; 20-HRS/MTH; 20 DURING SECURITY HOURS; WORK WITH CLIENTS ON INVESTMENT ADVICE. 2. TROY WADA POSITION: FUNDRAISING COMMITTEE NATURE: FUNDRAISING COMMITTE - NON-PROFIT INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2015 ADDRESS: 1970 JUDD HILLSIDE ST., HONOLULU HI 96822 DESCRIPTION: HELP PROVIDE FUNDRAISING IDEAS FOR THE RONALD MCDONALD HOUSE CHARITIES OF HAWAII. 3. INPAC RESOURCE & INSURANCE SERVICES POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 1001 Bishop Street, Suite 2300, Honolulu HI 96813 DESCRIPTION: Life insurance sales 4. INPAC WEALTH SOLUTIONS POSITION: Principal NATURE: Other - DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 50 START DATE: 05/21/2013 ADDRESS: 1001 Bishop Street, Suite 2300, Honolulu HI 96813, United States DESCRIPTION: Sell fixed life insurance 5. TROY WADA POSITION: Board Member NATURE: Non-profit. Senator Sharon Moriwaki Community Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2020 ADDRESS: 600 ALA MOANA BLVD, 2510, Honolulu HI 96813, United States DESCRIPTION: Provide comment and strategy for improving community challenges like homelessness, affordable housing, environmental issues, and economic issues. Also help with campaign fundraising strategies

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-25

S66 Uniform Combined State Law Examination

2009-06-25

Other Names

Troy Taku Wada
Troy T Wada

View on SEC IAPD