Sandra Zulema Aviles De Moreno

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-01-03

CA RA
APPROVED

Since 2011-01-03

Branch Locations

2160 Birch Rd, Chula Vista, CA 91915 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

4180 Bonita Rd, Bonita, CA 91902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank N.A.	Chula Vista	CA	02/1999	Present
Wells Fargo Advisors Llc	Chula Vista	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Chula Vista	CA	11/2016	Present

02/1999 → Present

Wells Fargo Bank N.A.

Chula Vista, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Chula Vista, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Chula Vista, CA

Previous Registrations

2009-08-20 → 2011-01-03

Wells Fargo Investments, Llc

Chula Vista, CA

Other Businesses

RODAN + FIELDS, NOT INV RELATED, SAN FRANCISCO, CA, INDEPENDENT CONSULTANT, START 3/24/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, SKIN CARE DIRECT SALES. NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 9/18/2019, 10 HOURS PER MONTH, 10 HOURS DURING TRADING, NOTARIZE DOCUMENTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-19

S66 Uniform Combined State Law Examination

2009-08-19

Other Names

Sandra Zulema Aviles

View on SEC IAPD