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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2015-01-13
OR RA APPROVED 2013-05-23
AZ RA APPROVED 2011-01-03
  • ID RA
    APPROVED
    Since 2015-01-13
  • OR RA
    APPROVED
    Since 2013-05-23
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

877 W Main St Ste 100, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Casa Grande AZ 05/2003 Present
Wells Fargo Advisors Llc Casa Grande AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Casa Grande AZ 11/2016 Present
  • 05/2003 → Present
    Wells Fargo Bank, N.A.
    Casa Grande, AZ
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Casa Grande, AZ
  • 11/2016 → Present
    Casa Grande, AZ
Previous Registrations
  • 2007-04-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Chandler, AZ
    Sun Lakes, AZ
    Scottsdale, AZ
    Mesa, AZ
    Chandler, AZ
Other Businesses

RENTAL PROPERTY; INV. RELATED; CHANDLER, AZ; OWNER; START 10/2016; 5 HRS PER MONTH; 0 HRS DURING TRADING. NAMPA CHAMBER OF COMMERCE, INV RELATED, NAMPA, ID, TREASURER, START 10/1/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING PREPARED FINANCIAL STATEMENT WITH THE BOARD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-20
  • S66 Uniform Combined State Law Examination
    2007-04-20

View on SEC IAPD

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