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Current Employers
Hub Investment Partners, Llc

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-06
  • TX RA
    APPROVED
    Since 2022-01-06

Branch Locations

Houston, TX • United States

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zt Wealth Advisory Houston TX 05/2016 10/2020
Hub Investment Partners, Llc Austin TX 10/2020 Present
Previous Registrations
  • 2021-01-07 → 2021-12-31
    Austin, TX
    Houston, TX
  • 2016-06-08 → 2020-12-11
    Zt Wealth Advisory
    Houston, TX
  • 2013-03-25 → 2014-08-18
    Td Ameritrade, Inc.
    Westlake, TX
  • 2013-03-25 → 2014-08-18
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2010-09-20 → 2012-12-11
    Usaa Financial Planning Services
    San Antonio, TX
Other Businesses

Foundation 99. Not investment related. San Marcos, Texas. Position: Board member. Nature: As a Board Member I work with the other members of the board to strategize fundraising opportunities, assist with onboarding for new clients and some volunteer financial coaching. Start: 10/1/2020. Hours a month:2. Hours during trading:0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-02
S63 Uniform Securities Agent State Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2010-09-02
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27

View on SEC IAPD

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