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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-31
  • TX RA
    APPROVED
    Since 2020-07-31

Branch Locations

Allen, TX • United States

Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Plano TX 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-30
  • S66 Uniform Combined State Law Examination
    2020-07-30
Other Names
  • Christina Marie Kessler

View on SEC IAPD

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